Numus Capital is an Exempt Market Dealer which supports the issuers partnered with Numus Financial. The firm is licensed to sell investment securities that are exempt from prospectus requirements based on rules and regulations in the provinces under which Numus is registered. Numus Capital can provide accredited or exempt investors with access to early stage investment opportunities.
Numus Capital regularly completes private placements for private issuers, concurrent financing for issuers at the time of listing, and financing for listed issuers to secure funding to accelerate on-going growth. Numus Capital also acts as an agent for issuers in transactional matters, joint venture partnerships and mergers and acquisitions.
Numus Capital investors have access to high-risk/high-reward investment opportunities frequently associated with the exempt markets.
Jim MegannUltimate Designated Person (UDP)
Final responsibility for Numus Capital regulatory and compliance issues lies with Mr. Megann. Mr. Megann has been the UDP of Numus Capital since inception in 2017. His experience in the capital markets with particular attention concerning regulatory issues, guides the operation of the EMD. Mr. Megann is registered as a dealer representative in multiple jurisdictions across Canada.
Paul ThomsonChief Compliance Officer (CCO)
Mr. Thomson is the Chief Compliance Officer and is a Dealing Representative at Numus Capital. He also serves as Corporate Secretary of TSXV listed resource company Antler Gold Inc., as a Director of blockchain development company eXeBlock Technology Corp, and previously served as Corporate Secretary of Northwest Arm Capital Inc., a TSXV listed Capital Pool Company. Mr. Thomson has served as the Manager of Investor Relations at Numus Financial Inc., a venture capital firm focused on early-stage, high-growth companies since the firm’s inception in 2014. He is registered as a CCO and Dealing Representative in multiple jurisdictions across Canada.
Mr. Thomson holds a Bachelor of Arts degree from the University of Kings College and has completed numerous courses in the investment industry including the Partners, Directors and Senior Officers Course at the Canadian Securities Institute and Exempt Market Proficiency Course at the IFSE Institute. He serves on the Board of Governors of the University of King’s College where he sits on the Executive Committee, Finance, Audit and Risk Committee and Advancement Committee. He is also Vice-President of the University of King’s College Alumni Association Executive board.