Private Placement
July 2024
FAQ's
How to start investing with Numus?
It all starts with the KYC (Know-Your-Client). We collect information on you, your financial background and your current investment strategy. Once we know more about you, and based on your financial objectives, we will bring relevant investment opportunities to you when they arise. You assess each opportunity on its merits to determine which investments you are interested in participating. Post investment you can follow the progress of your investments through news releases, social media and quarterly newsletters. Numus will set you up to keep track of your investments over time.
Does Numus hold client assets?
No, Numus does not offer client accounts. So should you choose to invest, Numus will coordinate your investment directly with the company offering the investment. All investments are funded directly towards the company and not paid to Numus.
Do you have a minimum or maximum investment size?
Although we do not have a firm minimum investment size as long as the investor is accredited, we typically do not onboard individuals looking to invest under $20k.
How do I receive my shares after investing in a Numus deal?
Since we do not hold assets on behalf of clients, clients invest directly with the issuers. Upon closing, we will send you either a share certificate or DRS statement so you can deposit your shares into a brokerage account.
Are there any holding period restrictions on Numus private placements?
Since Numus private placements are exempt of prospectus requirements, all private placements are subject to a four month plus one day holding restriction as per Canadian securities laws.
